STM spectroscopy of graphene supported on hexagonal boron nitride (hBN) found that the Fermi velocity extracted from the gate-dependent Dirac-point motion differs by about 25% between electrons ( m/s) and holes ( m/s), with the sign of the asymmetry depending on the moiré period; the authors could not explain it and suggested next-nearest-neighbour coupling as a possible cause. The open problem is to establish the physical origin of this asymmetry and its moiré dependence, and to build the microscopic theory that quantitatively connects the moiré geometry, higher-order interlayer couplings, and the observed local spectroscopic asymmetries. Later work validated each candidate mechanism in adjacent settings — next-nearest-neighbour interlayer coupling, substrate-induced band asymmetry, and interaction-driven velocity renormalization — but none reconciles the magnitude and moiré-sign pattern of the original observation, so the question of the quantitative origin remains open.
Background
Graphene, a single layer of carbon atoms in a honeycomb lattice, hosts low-energy carriers that behave as massless Dirac fermions: the energy depends linearly on momentum, , with a Fermi velocity of about m/s, and the conduction and valence bands touch at the charge-neutrality (Dirac) point, where the density of states ideally vanishes. In scanning tunnelling spectroscopy (STS), the differential conductance measured by a scanning tunnelling microscope (STM) is proportional to the local density of states; tracking the minimum while sweeping a back-gate voltage yields the Dirac-point energy, whose dependence gives through (with the gate-to-graphene capacitance per unit area). Graphene placed on amorphous SiO suffers strong electrostatic disorder that fragments it into microscopic electron and hole puddles; hexagonal boron nitride (hBN), an insulating layered crystal with the same honeycomb atomic structure as graphene but a 1.8% larger lattice constant, provides an atomically flat, charge-trap-poor substrate whose small mismatch and relative crystal rotation generate a long-wavelength moiré superlattice in the graphene. Early theory had predicted a ~50 meV band gap for graphene on hBN from sublattice-symmetry breaking, but Xue et al. (Nature Materials 10, 282 (2011)) showed by STM that the lattice mismatch restores sublattice symmetry so the spectrum stays gapless, while the electron–hole charge fluctuations shrink by two orders of magnitude relative to SiO, making the low-density Dirac-point regime accessible in a supported device. In the same measurements, however, the Fermi velocity extracted from the gate dependence came out as m/s for electrons and m/s for holes — an asymmetry of about 25% whose sign varies with the moiré pattern (the shorter moiré period gave a higher hole velocity, the longer one a higher electron velocity). The authors' numerical model included nearest- and next-nearest-neighbour interlayer hopping between carbon and boron/nitrogen atoms on finite lattices (up to 600600 unit cells) but no next-nearest-neighbour terms in the velocity analysis and no many-body self-energy (the interaction-induced correction to a quasiparticle's energy and dispersion), and they explicitly left the asymmetry's origin open, suggesting next-nearest-neighbour coupling as a candidate. Three known mechanisms can in principle break electron–hole symmetry in this system: (i) substrate interlayer coupling beyond nearest neighbours (next-nearest-neighbour interlayer hopping between carbon and boron/nitrogen sites, the intralayer next-nearest-neighbour hopping of graphene itself, and the different on-site energies of boron and nitrogen), (ii) electron–electron interactions, which renormalize the Dirac cone (the velocity rises at low carrier density, as later measured by STS and by quantum-capacitance measurements, which read out the finite density of states of a graphene electrode), and (iii) residual extrinsic disorder such as adsorbates or trapped charge, which also produces a finite at the Dirac-point minimum and a residual doping offset. Subsequent work established the moiré pattern as a weak periodic superlattice potential that reshapes graphene's dispersion — generating additional superlattice Dirac points, Hofstadter physics in magnetic field (the fractal 'butterfly' energy spectrum of electrons in a lattice plus magnetic flux), and moiré-dependent velocity anisotropies — and moiré miniband models that include the symmetry-breaking coupling terms are now standard, yet a quantitative account of the original velocity asymmetry has not been established.
Problem Statement
Establish the physical origin of the electron–hole asymmetry of the low-energy Fermi velocity of graphene on hexagonal boron nitride observed by gate-dependent scanning tunnelling spectroscopy — approximately 25% ( m/s for electrons versus m/s for holes), with the sign depending on the moiré period (shorter moiré patterns giving a higher hole velocity, longer ones a higher electron velocity) — and provide a microscopic theory that quantitatively connects the measured moiré geometry, the higher-order interlayer couplings (such as next-nearest-neighbour interlayer hopping and the distinct boron/nitrogen on-site energies), and the observed local spectroscopic asymmetries. Establish, jointly: (i) determine which mechanism(s) dominate — substrate interlayer coupling beyond nearest neighbours (including the intralayer next-nearest-neighbour hopping ) or electron–electron-interaction self-energy; (ii) reproduce the magnitude and the moiré-wavelength-dependent sign of the asymmetry; and (iii) show how the residual extrinsic perturbations present in the experiment (finite at the Dirac-point minimum and residual charging that shifts the Dirac-point line away from at finite ) are to be separated from the intrinsic band asymmetry, so that the theory can be confronted with the measured spectra.
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