Two recent studies of ranks of elliptic curves in quadratic twist families - Hatley-Ray (arXiv:2412.07308) via 2-adic Iwasawa theory, and Kundu-Müller (arXiv:2507.21339) via half-integral weight modular forms and Selmer-group algebra - state explicitly which inputs are missing to turn their conditional results toward Goldfeld's rank distribution conjecture into unconditional and more general ones. Five source-stated gaps remain open: (1) a rigorous density theorem for elliptic curves with vanishing Iwasawa μ\mu-invariant and bounded λ\lambda-invariant, at p=2p=2 in particular (the only such theorem currently known is at p=5p=5); (2) finiteness of the 22-primary Tate-Shafarevich group over the twist family, needed to convert Selmer-corank statements into rank statements; (3) the foundational supersingular p=2p=2 Iwasawa theory, namely the sharp/flat Selmer groups over the cyclotomic Z2\mathbb{Z}_2-extension - where cotorsionness fails - and the associated 2-adic LL-functions; (4) a Waldspurger-type formula for real quadratic twists, extending the analytic method beyond imaginary quadratic twists; (5) verifiable density criteria for triviality of the pp-primary fine Selmer group. All five remain open; the closest adjacent progress is Adachi (arXiv:2607.05305, 2026), which develops the analytic side of the supersingular p=2p=2 theory conditional on an unproven μ=0\mu=0 hypothesis. Together, the five gaps point toward a common objective: an unconditional, general Iwasawa-theoretic route to rank distribution in quadratic twist families.

Background

An elliptic curve E/QE/\mathbb{Q} is a nonsingular plane cubic given by an equation y2=x3+Ax+By^2=x^3+Ax+B with A,B∈QA,B\in\mathbb{Q}; its Q\mathbb{Q}-rational points form a finitely generated abelian group E(Q)E(\mathbb{Q}) (Mordell-Weil theorem) whose free rank ralg(E)r_{\mathrm{alg}}(E) is the central arithmetic invariant. For a squarefree integer dd, the quadratic twist E(d)E^{(d)} is the curve dy2=x3+Ax+Bdy^2=x^3+Ax+B, isomorphic to EE over Q(d)\mathbb{Q}(\sqrt{d}) but generally not over Q\mathbb{Q}. Goldfeld's conjecture predicts that when the twists of a fixed EE are ordered by ∣d∣|d|, half have rank 00, half have rank 11, and rank ≥2\ge 2 occurs for density zero [Goldfeld 1979]. The best unconditional results toward the average-rank version of this circle are due to Bhargava-Shankar, who bounded the average rank of all elliptic curves over Q\mathbb{Q} using their computation of average sizes of Selmer groups.

Proving rank statements almost always passes through the Selmer group Selp∞(E/Q)\mathrm{Sel}_{p^\infty}(E/\mathbb{Q}): the group of Galois cohomology classes with coefficients in the pp-power torsion E[p∞]E[p^\infty] satisfying local Kummer conditions at every prime. Its Zp\mathbb{Z}_p-corank bounds the rank, and the discrepancy with the rank is measured by the Tate-Shafarevich group X(E/Q)\mathrm{X}(E/\mathbb{Q}) (the kernel of the localization map from global to product of local Galois cohomology, which measures failure of the local-global principle for principal homogeneous spaces). The Birch and Swinnerton-Dyer conjecture (BSD) predicts that ralg(E)r_{\mathrm{alg}}(E) equals the order of vanishing of the Hasse-Weil LL-function L(E,s)L(E,s) at s=1s=1 and that X(E/Q)\mathrm{X}(E/\mathbb{Q}) is finite; both remain open in general.

Iwasawa theory studies these objects along the cyclotomic Zp\mathbb{Z}_p-extension Q∞/Q\mathbb{Q}_\infty/\mathbb{Q}, the infinite Galois tower with group isomorphic to the pp-adic integers Zp\mathbb{Z}_p, contained in the field of all pp-power roots of unity. The pp-primary Selmer group over Q∞\mathbb{Q}_\infty is a module over the Iwasawa algebra Λ=Zp[ ⁣[T] ⁣]\Lambda=\mathbb{Z}_p[\![T]\!]; when it is cotorsion over Λ\Lambda, its structure is encoded by two invariants μp\mu_p and λp\lambda_p (the power of pp and the degree of the distinguished polynomial in a characteristic power series, via pp-adic Weierstrass preparation), and one has the chain ralg(E)≤corankZp Selp∞(E/Q)≤λp(E/Q)r_{\mathrm{alg}}(E)\le \mathrm{corank}_{\mathbb{Z}_p}\,\mathrm{Sel}_{p^\infty}(E/\mathbb{Q})\le \lambda_p(E/\mathbb{Q}), the first inequality being an equality exactly when X(E/Q)[p∞]\mathrm{X}(E/\mathbb{Q})[p^\infty] is finite. Greenberg conjectured that μp(E/Q)=0\mu_p(E/\mathbb{Q})=0 for curves with good ordinary reduction at pp and irreducible mod-pp representation [Greenberg 1999]. A prime of good reduction is called ordinary if the Frobenius trace is not divisible by pp (equivalently, is a pp-adic unit) and supersingular otherwise. Kida-type formulas - analogues for Selmer groups and pp-adic LL-functions of Kida's classical formula for class groups in Zp\mathbb{Z}_p-extensions - describe how λ\lambda changes in pp-extensions and under quadratic twists; Hatley-Ray build on the 2-adic version of Matsuno.

Hatley-Ray use Matsuno's formula to construct, for a curve E/QE/\mathbb{Q} of good ordinary reduction at 22 with λ2(E/Q)=0\lambda_2(E/\mathbb{Q})=0, many squarefree dd with λ2(E(d))=λ2(E)\lambda_2(E^{(d)})=\lambda_2(E) or λ2(E(d))=λ2(E)+2\lambda_2(E^{(d)})=\lambda_2(E)+2, and deduce: if EE satisfies good ordinary reduction at 22 with squarefree conductor, root number (sign of the functional equation of L(E,s)L(E,s)) −1-1, no rational 22-torsion, μ2=0\mu_2=0 and λ2≤2\lambda_2\le 2, then the number of squarefree d<Xd<X with Selmer corank 11 is ≫X/(log⁡X)11/12\gg X/(\log X)^{11/12}, matching Goldfeld's prediction up to a power of log⁡X\log X. Rank conclusions from these corank statements require finiteness of X(E(d))[2∞]\mathrm{X}(E^{(d)})[2^\infty]. All four hypotheses are expected to hold for a positive density of curves ordered by height, but Hatley-Ray state that establishing the fourth rigorously 'remains an open problem, even for a positive density of curves'; the only proven analogue is at p=5p=5 [Ray 2024]. For curves with supersingular reduction at 22, the Selmer group over Q∞\mathbb{Q}_\infty is not even Λ\Lambda-cotorsion, and the signed ('sharp' ♯\sharp and 'flat' ♭\flat) Selmer groups and 22-adic LL-functions that decompose the theory in that setting - constructed analytically by Sprung, generalizing Kobayashi's odd-prime plus/minus Selmer groups (a pair of Selmer groups splitting the local condition at a supersingular prime into its two branches) - are described by Hatley-Ray as underdeveloped at p=2p=2.

Kundu-Müller approach the same circle at primes p≥5p\ge 5 of good ordinary reduction, from two directions. Analytically, they use the Shimura correspondence, which attaches to the weight-22 modular form of EE a half-integral weight modular form (weight 3/23/2; 'half-integral weight' means weight k+1/2k+1/2, whose Fourier coefficients carry data about quadratic twists), together with the classical formula of Waldspurger relating central values L(E(−n),1)L(E^{(-n)},1) of imaginary quadratic twists to squares of Fourier coefficients of the half-integral weight form; they prove constancy of analytic Iwasawa invariants across imaginary quadratic twist families, conditionally translating to algebraic invariants via the Iwasawa main conjecture (the conjectural equality of the characteristic ideal of the Selmer group with the pp-adic LL-function, a theorem in many ordinary cases). Algebraically, they use the BDP Selmer group (a Selmer-type group over a quadratic field introduced in work of Bertolini, Darmon, and Prasanna, combining anticyclotomic and cyclotomic local conditions; see the source for the precise definition) and the fine Selmer group Selp∞0\mathrm{Sel}^0_{p^\infty} - the subgroup of the Selmer group in which the local condition at primes above pp is strengthened to the unramified quotient, capturing the pp-primary Tate-Shafarevich group together with local torsion. They prove that under explicit hypotheses - including triviality of the pp-primary fine Selmer group of E/KE/K - the Selmer groups of EE and its quadratic twist EKE_K are isomorphic as Λ\Lambda-modules along the cyclotomic tower, and they compute the density of primes ℓ\ell for which the checkable hypotheses hold; but the resulting set is 'thin' among all quadratic fields, and triviality of the fine Selmer group itself is hard to verify. Their outlook states that the analytic approach is restricted to imaginary quadratic twist families because 'no analogue for real quadratic twists is known' for the Waldspurger input, and defers supersingular primes to future work.

The five gaps stated by the two sources share one objective: to convert the conditional Iwasawa-theoretic statements about rank and Selmer distribution in quadratic twist families into unconditional theorems, and to extend the method beyond the ordinary, imaginary-twist, p≥5p\ge 5 setting in which it currently runs.

Problem Statement

Resolve the open problems stated by Hatley-Ray (arXiv:2412.07308) and Kundu-Müller (arXiv:2507.21339) that block an unconditional Iwasawa-theoretic route to the rank distribution of quadratic twist families of elliptic curves over Q\mathbb{Q} (Goldfeld's conjecture). The two papers state these gaps as separate open problems, each in service of the common objective of making the existing conditional results unconditional and extending them beyond the ordinary, imaginary-twist, p≥5p\ge 5 scope in which they currently run.

  1. (μ,λ)(\mu,\lambda)-density theorem at p=2p=2. Prove rigorously, for a positive density of elliptic curves E/QE/\mathbb{Q} ordered by height, that μ2(E/Q)=0\mu_2(E/\mathbb{Q})=0 and λ2(E/Q)≤2\lambda_2(E/\mathbb{Q})\le 2 - condition (4) of Hatley-Ray's Theorem A. No heuristic input and no Shafarevich-finiteness assumption may be used. The only proven analogue is the p=5p=5 density theorem of Ray (arXiv:2404.09009).

  2. 22-primary Tate-Shafarevich finiteness. Establish finiteness of X(E(d)/Q)[2∞]\mathrm{X}(E^{(d)}/\mathbb{Q})[2^\infty] for the twists produced by Hatley-Ray's Theorem A - the positive-proportion family of squarefree d<Xd<X counted by their Selmer-corank bound ≫X/(log⁡X)11/12\gg X/(\log X)^{11/12} - or uniformly over the quadratic twist family of a given curve, so that those Selmer-corank statements can be converted into Mordell-Weil rank statements.

  3. Supersingular p=2p=2 foundations. Develop the Iwasawa theory of elliptic curves with good supersingular reduction at 22 over the cyclotomic Z2\mathbb{Z}_2-extension: the algebraic theory of the sharp (♯\sharp) and flat (♭\flat) Selmer groups - structure, control theorems (comparisons between the Selmer groups over the finite layers of the tower and over the whole tower), and growth properties, in a setting where the ordinary Selmer group fails cotorsionness - together with the associated sharp/flat 2-adic LL-functions.

  4. Real quadratic twists. Determine whether a real-quadratic analogue of the Waldspurger input used in the Kundu-Müller analytic approach exists and, if so, supply the input needed to carry through the argument of their Theorem 3.1 - comparison of the evaluations of the pp-adic LL-functions at the trivial character - for real quadratic twist families, yielding the corresponding constancy of analytic Iwasawa invariants there. The form of such an analogue is left open. The comparison input for their argument must be supplied; the existence of a classical sign-conditioned positive-discriminant Waldspurger or Kohnen-Zagier formula alone does not supply it.

  5. Fine Selmer triviality criteria. Give verifiable density criteria for triviality of the pp-primary fine Selmer group in quadratic twist families: conditions under which the hypotheses of Kundu-Müller's algebraic theorem can be checked for a positive density of twists (beyond the thin sets currently covered), or which otherwise identify a large explicit subfamily with trivial fine Selmer group.

The five components are separate source-stated open problems, each contributing to the common objective: (1) and (2) remove the two conditional inputs in the 2-adic rank-distribution results of Hatley-Ray; (3) extends the same program to curves excluded by the good-ordinary-at-2 hypothesis; (4) and (5) widen, respectively, the analytic and algebraic tools to settings they do not currently reach. Each of the five is an independently standing open problem - the common objective above is what unifies them, not a joint condition of resolution.

References

  1. Jeffrey Hatley and Anwesh Ray, Iwasawa theory and ranks of elliptic curves in quadratic twist families, arXiv:2412.07308 (2024), https://arxiv.org/abs/2412.07308
  2. Debanjana Kundu and Katharina Müller, Iwasawa Theory of Elliptic Curves in Quadratic Twist Families, arXiv:2507.21339 (2025), https://arxiv.org/abs/2507.21339
  3. Taiga Adachi, Iwasawa invariants of sharp/flat 2-adic L-functions for quadratic twists of elliptic curves, arXiv:2607.05305 (2026), https://arxiv.org/abs/2607.05305
  4. Debanjana Kundu and Anwesh Ray, Statistics for Iwasawa invariants of elliptic curves, Transactions of the American Mathematical Society 374 (2021), no. 11, 7945-7965, doi:10.1090/tran/8478, https://doi.org/10.1090/tran/8478
  5. Debanjana Kundu and Anwesh Ray, Statistics for Iwasawa invariants of elliptic curves, II, International Journal of Number Theory 20 (2024), no. 4, 1099-1124, doi:10.1142/S1793042124500556, https://doi.org/10.1142/S1793042124500556
  6. Anwesh Ray, Statistics for Iwasawa invariants of elliptic curves, III, arXiv:2404.09009 (2024), https://arxiv.org/abs/2404.09009
  7. Alexander Smith, The Birch and Swinnerton-Dyer conjecture implies Goldfeld's conjecture, arXiv:2503.17619 (2025), https://arxiv.org/abs/2503.17619
  8. Li-Tong Deng and Yong-Xiong Li, Elliptic curves with rank one and nontrivial 2-part of Tate Shafarevich groups over the Z2\mathbb{Z}_2-extension of Q\mathbb{Q}, arXiv:2603.14234 (2026), https://arxiv.org/abs/2603.14234
  9. Francesc Castella, A formula of Perrin-Riou and characteristic power series of signed Selmer groups, arXiv:2502.19618 (2025), https://arxiv.org/abs/2502.19618
  10. Ralph Greenberg, Iwasawa theory for elliptic curves, in Arithmetic Theory of Elliptic Curves (Cetraro, 1997), Lecture Notes in Mathematics 1716, Springer, Berlin (1999), 51-144, doi:10.1007/bfb0093453, https://doi.org/10.1007/bfb0093453
  11. J.-L. Waldspurger, Sur les coefficients de Fourier des formes modulaires de poids demi-entier, Journal de Mathématiques Pures et Appliquées (9) 60 (1981), 375-484, Zbl 0431.10015, https://zbmath.org/?q=an:0431.10015
  12. Manjul Bhargava and Arul Shankar, Binary quartic forms having bounded invariants, and the boundedness of the average rank of elliptic curves, Annals of Mathematics (2) 181 (2015), no. 1, 191-242, doi:10.4007/annals.2015.181.1.3, https://doi.org/10.4007/annals.2015.181.1.3
  13. Florian E. Ito Sprung, Iwasawa theory for elliptic curves at supersingular primes: a pair of main conjectures, Journal of Number Theory 132 (2012), no. 7, 1483-1506, doi:10.1016/j.jnt.2011.11.003, https://doi.org/10.1016/j.jnt.2011.11.003
  14. Florian Sprung, On pairs of p-adic L-functions for weight-two modular forms, Algebra & Number Theory 11 (2017), no. 4, 885-928, doi:10.2140/ant.2017.11.885, https://doi.org/10.2140/ant.2017.11.885
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